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A:

You aren't barred from personally investing but you are barred from acting unethically or using insider information.

Your frim my have had you sign a non-conflict agreement barring you from trading specific instruments, markets, etc.

You would wish, however, to avoid even the appearance of impropriety, as this would cause at minimum a hearing.

 

Posted 1 year ago
JtotheA was invited by Yedda to answer this question.

 
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